Manager - Compliance - UAE National Only


Location:

Dubai

Date posted:

17th April 2019

Employment type:

Permanent

Job reference:

65500-0010946470

Staffing area:

Financial Services


Description
The Role
Responsible for assisting Compliance Head in directing compliance & Anti-Money Laundering (AML) function of the bank and implementing the overall compliance program. To provide support to Bank's operating units and branches by ensuring effective implementation of major decisions regarding the Compliance Program. Assistance in coordinating of well knitted team of Compliance Officers as well as providing effective support in mentoring, training, guiding and facilitating all the branches regarding their regulatory, internal and self-compliance.

Regulatory Compliance
Assisting Compliance Head in reviewing compliance with regulatory standards.
MANTAS
Responsible for sending generated alerts to branches and Private Clients Unit and to ensure timely reviews and closure of MANTAS alerts. Handling of MANTAS inquiries of other bank branches.
AML
To review suspicious transactions and assist Compliance Head in further investigations and filing of STRs with the Regulator.
KYC
Review and updation of risk categories of the KYCs in coordination with branches and Private Clients Unit. Identify gaps in KYC information/documentation in NR/Offshore Accounts
Policy Review and Approvals
To assist Compliance Head in review of policies and coordination with the local stakeholders for their completion and sign off.
Safe Watch
To conduct necessary screening through Safe Watch and World Check for all the high risk accounts and the accounts opened by the Private Clients Unit. Monitoring and handling of alerts on OFAC filters under guidance of Compliance Head.
FATCA
Responsible for FATCA reporting to the regulator in coordination with Centralized Operations and FINCON
Review of High Risk Accounts
Assisting Compliance Head in review of high risk accounts in light of the regulator's regulations and bank's AML/CFT policy
The Candidate
  • Graduate with Business/Finance and accounting background preferably with some compliance related courses/certificates.
  • Eight years of banking experience with banks. At least two years in Compliance/Audit and Operations.


Dubai

Dubai International Financial Centre (DIFC)
Gate Village 1, Level 1, Office Unit 104, P.O. Box 482100
Dubai
ae
+971 (0) 4 382 6700
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