Interim Compliance Officer - DIFC


Location:

Dubai

Date Posted:

September 06

Employment Type:

Permanent

Job Reference:

0010069584

Staffing Area:

Financial Services


Description

Interim Compliance Officer - DIFC

The Company

Our client, an international asset management, is looking for an experienced compliance manager to join their team on an interim basis, for an experienced period of around 6 months. This role would suit an experienced compliance manager who is immediately available, looking for a temporary position, or looking for the opportunity to move away from a consultancy firm and gain experience with an asset manager.

The Role

  • Reporting directly to the regional SEO & Director of Legal & Compliance, also working with international colleagues and management where necessary.
  • Provide guidance and assistance to all regional team members with regard to developments in rules and regulations related to investments, operational risk, brokerage & dealing.
  • Manage compliance according to the Policies and Procedures Manual, with a particular emphasis on insider dealing, market abuse, PA dealing, trade allocations, best execution, AML & bribery.
  • Manage compliance problems by implementing best practice and taking preventative action.
  • Act as interim key point of contact with DFSA, ensure timely reporting to DFSA.
  • Ensure company documentation submitted to DIFC in a timely manner.
  • Work with international colleagues in HQ with respect to KYC and AML for onboarding of new clients.
  • Provide support to Internal Audit team where necessary.

The Candidate

  • Minimum of 3-4 years' experience as a compliance officer/manager, within the asset management, investment, brokerage, or banking sector.
  • In depth knowledge of DFSA and DIFC rules and regulations
  • Preferably experience as a nominated individual for DFSA reporting
  • Analytical and good attention to details
  • Confident communicator, able to report to and communicate to senior management and stakeholders within the business
  • Ability to work with international management as well as a small regional team

To apply for this role please send a word format copy of your CV. Candidates should be available to start the role in October, and able to work on an interim basis of 6 months, with the flexibility should it be necessary to extent by 1-2 months.



Dubai

Dubai International Financial Centre (DIFC) Gate Village 1, Level 1 , Dubai +971 (0) 4 382 6700
Compliance Officer
Dubai
Permanent
November 23, 2017
Compensation & Benefits Manager
Dubai
Permanent
November 21, 2017
Head of Call Center - FX Sales - Leading Bank
Abu Dhabi
Permanent
November 20, 2017
Portfolio Manager
Dubai
Permanent
November 20, 2017
Senior VAT Manager
Dubai
Permanent
November 19, 2017
Business Continuity Manager - Investment Bank
Abu Dhabi
Permanent
November 16, 2017
Budget Manager (French speaker)
Dubai
Permanent
November 15, 2017
Senior Consultant - Solution Integration
Riyadh
Permanent
November 14, 2017
Talent Acquisition Manager
Dubai
Permanent
November 13, 2017
Financial Controller
Dubai
Permanent
November 12, 2017
Finance Manager
Dubai
Permanent
November 12, 2017
Senior Financial Analyst
Dubai
Permanent
November 08, 2017
Senior Accountant - Turkish speaker
Dubai
Permanent
November 07, 2017
Finance Manager - Saudi Nationals Only
Jeddah
Permanent
November 02, 2017
General Manager of Education
Dubai
Permanent
November 02, 2017
See More Jobs >