Compliance Officer & MLRO, Broking & Trading, DIFC


Location:

Dubai

Date posted:

7th February 2019

Employment type:

Permanent

Job reference:

65500-0010840514

Staffing area:

Financial Services


Description

The Company

Our client, a DIFC based institution, is looking for an experienced compliance professional with experience in compliance for broking and/or trading. The successful candidate would likely have experience working within the DFSA regulatory environment, and prior experience either working in compliance for an inter-dealer brokerage, hedge fund, and/or global markets division within a bank.

The Role

  • Compliance officer and MLRO as per DFSA regulatory requirements
  • Drafting and updating compliance and AML manuals, policies and procedures, as well as compliance plans and compliance monitoring programmes.
  • Delivering training to colleagues on compliance, AML, and corporate governance
  • Keeping abreast on any changes in rules and regulations within the DIFC/DFSA
  • SME in compliance for global markets and traded products (I.e. fixed income, equities, FX, derivatives, etc).
  • Providing trade monitoring and oversight

The Candidate

  • Prior experience working in compliance for an interdealer brokerage, trading firm, global markets team, hedge fund etc
  • Must have experience in stakeholder management, able to influence, advise, and oversee, senior stakeholders within global markets.
  • At least 5 years' experience in compliance for global markets
  • Previously or currently registered within the DFSA and/or FSRA would be preferable
  • Degree educated, additional compliance related accreditations or qualifications preferable
  • Based in Dubai or able to relocate

Salary

AED 28,000-33,000



Dubai

Dubai International Financial Centre (DIFC)
Gate Village 1, Level 1, Office Unit 104, P.O. Box 482100
Dubai
ae
+971 (0) 4 382 6700
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