Compliance Manager


Location:

Dubai

Date posted:

2nd October 2019

Employment type:

Permanent

Job reference:

65500-0011194247

Staffing area:

Financial Services


Description
A Investment Manager is looking for a Compliance Officer/Manager to join their team based in DIFC.


Key responsibilities of the role:
- Ongoing review and approval of account opening documentation;
- Ensuring the business complies with all applicable rules including AML policies, KYC, high risk account policies and sanction guidelines;
- Ensure that all payments referred to Group Compliance are reviewed through Payments Screening System (PSS)
- To conduct sanctions screening and carry out investigations and update blacklisted accounts.
- Review of account opening documents, conducting world checks and internet searches and compiling background information for review and final decision making;
- To manage the wealth management monitoring function and weekly trade monitoring;
- Ensure products traded have received the necessary approvals;
- Maintain a database for all high risk accounts opened and to report compliance issues and recommend changes or enhancements to improve efficiencies in procedures;
- Draft policies and procedures and follow up with the relationship managers on documentation issues;


Requirements
- Degree Educated
- ACAMS qualified
- Minimum 4 years AML Compliance experience required.
- Knowledge of Investment Products, sanction screening
- DFSA approved


Dubai

Dubai International Financial Centre (DIFC)
Gate Village 1, Level 1, Office Unit 104, P.O. Box 482100
Dubai
ae
+971 (0) 4 382 6700
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